Heartwood Investment Management (Heartwood) is a division of Heartwood Wealth Management Ltd, which is authorised and regulated by the Financial Conduct Authority (FCA) in the conduct of investment business, and is a wholly owned subsidiary of Svenska Handelsbanken AB (publ).
Registered Head Office:
Registered in England number:
524 9824 25
Heartwood Wealth Management Limited is authorised and regulated by the Financial Conduct Authority (FCA) in the conduct of investment business with firm reference number: 197340. Tax advice which contains no investment element is not regulated by the FCA. By accessing these pages, you shall be deemed to have accepted, and agreed to be bound, by the terms of these legal notices which shall be governed by the Law of England.
The pages on this site have been prepared by Heartwood for the general interest of readers.
They are not intended to be a definitive analysis of equity or other markets. Nothing herein constitutes advice to undertake a transaction in a particular share or other security, and professional advice should be taken on specific issues and before any course of action is pursued. The value of any investment and the income from it is not guaranteed and can fall as well as rise, so that you may not realise the amount originally invested. If we select or recommend a particular investment strategy or model for one client it does not imply that it is suitable for any other client. Neither past performance nor forecasts are reliable indicators of future performance. Directors or employees of Heartwood Wealth Management Ltd may have a position or holding in any of the investments mentioned in the pages on this site and may have provided advice or investment services in relation to any of the investments mentioned within the last 12 months.
Segregated portfolios may include individual investments in structured products, foreign currencies, and funds (including funds not regulated by the FCA) which may individually have a relatively high risk profile. They may specifically include hedge funds, property funds, private equity funds and other funds which may have limited liquidity. While we aim to follow a disciplined model portfolio approach, any individual portfolio is unlikely to be identical to that of the relevant model portfolio as a result of (inter alia) the time of commencement of the portfolio, the precise mandate or risk profile you may have given us (including any investment preferences and/or restrictions), tax constraints, the tax status of any investment vehicles used, and the availability of certain funds or other investments.
We offer restricted advice, as defined by the FCA, which means that that if we recommend an investment solution it will be from one of Heartwood Investment Management’s investment strategies or multi-asset funds. If, based on your personal circumstances, it is appropriate for us to advise on pensions or other products outside an investment management relationship, we will recommend products chosen from a limited selection of providers that we have selected on the basis of our belief in their quality of service, investor protection, financial strength and, if relevant, their financial performance.
Our investment management
Our investment strategies are offered either as models (where you will hold each individual investment within the applicable model) or are wrapped within Multi-Asset Funds (MAFs) that are managed by Heartwood. If we believe that one or more of these funds are suitable for you, we may hold the fund(s) within a portfolio on your behalf. Heartwood-managed funds in turn may be invested in funds managed by third parties and include investments in other asset classes selected by us from the whole of the market.
We are covered by the Financial Services Compensation Scheme. Clients may be entitled to compensation from the scheme if Heartwood Wealth Management Limited cannot meet its obligations. This depends on the type of business and the circumstances of the claim. Most types of investment business are covered for 100% of the first £50,000. For further information about compensation arrangements is available from the Financial Services Compensation Scheme.
The pages on this site are prepared and issued in the United Kingdom and are intended for the information of United Kingdom residents only. In particular, the information on this site is not for distribution and does not constitute an offer to sell or the solicitation of any offer to buy any securities.
While Heartwood has taken all reasonable care to ensure that the information contained within the pages of this site is accurate and complies with the relevant United Kingdom legislation and regulations as at the date of issue, no liability can be accepted for any errors or omissions, or for this information becoming out of date. Heartwood Wealth Management is a UK based company and not affiliated with any other investment or wealth management company with a similar name. Heartwood accepts no responsibility for information contained in any other sites which can be accessed by hypertext link from these pages or for these sites not being available at all times. Please note that when you click on any external site hypertext link, you will leave the Heartwood site with its associated regulatory protections. Heartwood reserves the right to suspend or withdraw access to the pages of this site without notice at any time and accepts no responsibility for these pages not being available at all times.
Data Protection Act 1998
We use information about you for the following purposes:
- To provide our services to you;
- To maintain records about you that we require for regulatory purposes;
- For research and analysis;
- To send you information from time to time on our services which may interest you.
Telephone calls may be recorded for security purposes and monitored as part of our quality control procedures.
Your data shall be processed fairly and lawfully and in particular shall not be processed unless the above purposes are met. Under the Data Protection Act 1998, you are entitled to a copy of the information we hold about you on payment of a fee. If you do not wish to receive further information or be contacted relating to new products and services, then please contact us:
020 7045 2600
Copyright and trademark
Copyright 2016 Heartwood Wealth Management Limited. All rights reserved. Copyright in the pages of this site, in the screens displaying the pages and in the information and material contained therein and their arrangement, is owned by Heartwood Wealth Management Limited, unless otherwise indicated. Reproduction of these pages in whole or in part without the prior written consent of Heartwood Wealth Management Limited is strictly prohibited unless for private, non-commercial viewing purposes.
"Heartwood Wealth Management" and the Heartwood logo are UK registered trade marks (numbers 2402344 and 2403130 respectively), and are used by Heartwood Wealth Management Limited under licence.
Please note there is no guarantee that any e-mail sent will be received by us, or that the contents of any such e-mail will remain private during internet transmission. If you have any such concerns, you may prefer to telephone or write to us instead.
Please note that any software is downloaded at your risk. Heartwood does not warrant the suitability of any such software which is downloaded and accepts no liability for any problems with your computer which may arise as a result. If you are in any doubt as to the suitability of software to be downloaded for your computer, it is recommended that you obtain specialist advice before downloading.